

譯者 |舒方正 北京大學國際法學院
一審 | 郝林樺 西南政法大學
二審 | 胡婧卓 UCLA LL.M.
編輯 | 袁馳程 江西師範大學
蘇 桐 華中科技大學
責編 | 扎恩哈爾 新疆農業大學

The University of Chicago Law Review Volume 91.3, Number 1 | May 2024
《芝加哥法律評論》第91.3卷第1篇
The Strange Career of Antisubordination
反屈從原則的特別發展歷程
Justin Driver
Constitutional scholars have long construed the Equal Protection Clause as containing two dueling visions: anticlassification and antisubordination. Scholars advancing the first view contend that the Clause prohibits the government from racially classifying people. But scholars promoting the second view argue that racial classifications are permissible—provided that the government does not engage in racial subjugation. On no issue have these competing perspectives clashed more intensely than affirmative action. Where the anticlassification view deems those policies unconstitutional for exhibiting race consciousness, the antisubordination view finds them permissible because they do not racially subjugate anyone.
長期以來,憲法學者一直將平等保護條款解釋為包含兩種對立的觀點:反分類原則(anticlassification)和反屈從原則(antisubordination)。主張第一種觀點的學者認為,該條款禁止政府對人進行種族分類。但持第二種觀點的學者則認為,只要政府不支援種族征服,種族分類是被允許的。在任何問題上,這些對立觀點的衝突都沒有肯定性行動(affirmative action)來得激烈。反分類的觀點認為這些政策因表現出種族意識而違憲,而反屈從的觀點則認為這些政策是允許的,因為它們沒有在種族上征服任何人。
Conventional antisubordination scholars portray the concept’s support for affirmative action as one part of its larger intellectual program that inexorably champions racial egalitarianism.
傳統的反屈從學者將這一觀點對肯定性行動的支援描繪成其更大的思想綱領的一部分,而這一綱領不可避免地倡導種族平等主義。
This Article challenges that conventional account by demonstrating that antisubordination’s career has been far more protean, complex, and—above all—strange than scholars typically allow. Some of the most reviled opinions in Supreme Court history were predicated upon antisubordination rhetoric, as that concept has been used both to challenge and to maintain racist regimes. Legal luminaries from across the ideological spectrum, moreover, have often contended that affirmative action marks Black and brown people as substandard.
本文對這一傳統觀點提出了挑戰,證明反屈從原則的發展歷程遠比學者們通常所認為的更加多變、複雜,甚至是奇特。最高法院歷史上一些最受抨擊的意見都是基於反屈從原則的言論,因為這一概念既被用來挑戰種族主義政權,也被用來維護種族主義政權。此外,來自不同意識形態領域的法律專家也經常認為,肯定性行動將黑人和棕色人種標記為不合格的人。

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Indeed, it is impossible to understand last Term’s decision in Students for Fair Admissions, Inc. v. President and Fellows of Harvard College without foregrounding antisubordination’s multiplicity. That decision introduced “antisubordination” into the U.S. Reports, reframed how affirmative action subjugates racial minorities, and witnessed the Justices talking past each other by wielding the concept in divergent fashions. Grappling with antisubordination’s complexity remains urgent today because the theory has been exported to an ever-growing, astonishingly diverse array of legal domains.
事實上,如果不強調反屈從關係的多重性,就不可能理解上一階段Students for Fair Admissions, Inc. v. President and Fellows of Harvard College一案的判決。該判決將“反屈從”引入了美國判例彙編,重塑了肯定性行動是如何征服少數種族群體的,並見證了大法官們以不同的方式使用這一概念,從而導致彼此爭論不休。今天,解決反屈從原則的複雜性問題仍然迫在眉睫,因為這一原則已被輸出到越來越多的法律領域,其多樣性令人吃驚。
This Article contends neither that antisubordination must be abandoned nor that affirmative action should have been invalidated. To the contrary, it explores arguments designed to shore up antisubordination and to provide alternate grounds for affirmative action’s constitutionality. It will no longer do, however, simply to ignore antisubordination’s considerable complexity. By tracing the winding, peculiar path of antisubordination, this Article not only recasts Justice Clarence Thomas’s much-debated jurisprudence but also clarifies our nation’s garbled constitutional discourse.
本文既不主張必須放棄反屈從原則,也不主張肯定性行動本應無效。相反,本文探討了旨在支援反屈從原則的論點,併為肯定性行動的合憲性提供了其他理由。然而,僅僅忽視反屈從原則的高複雜性是行不通的。透過追溯反屈從原則曲折而奇特的發展歷程,本文不僅重塑了克拉倫斯-托馬斯(Clarence Thomas)大法官備受討論的判例,而且澄清了我們國家混亂的憲法性論述。
INTRODUCTION
引言
For a long season, sophisticated scholars of constitutional law have contended that the Fourteenth Amendment’s Equal Protection Clause contains two competing visions. The first theory views the Clause as prohibiting the government from engaging in racial classification. The second theory, in contrast, construes the Clause as prohibiting the government from perpetuating racial subordination. In some cases, jurists traveling via these two theories would arrive at precisely the same destination.
長期以來,研究憲法的資深學者一直認為,第十四修正案的平等保護條款包含兩種相互競爭的解釋。第一種理論認為該條款禁止政府進行種族分類。與此相反,第二種理論將該條款解釋為禁止政府延續種族屈從。在某些情況下,基於這兩種理論展開討論的法學家會得出完全相同的結論。
Thus, Brown v. Board of Education would have invalidated school segregation regardless of whether the Justices subscribed to an anticlassification or an antisubordination theory of equal protection. Separate schools both treated students differently on a racial basis (that is, it classified them) and perpetuated racism by suggesting that Black people were inferior (that is, it subordinated them). The centrality of these concepts to modern constitutional law is virtually impossible to overstate, as they form the very axis upon which the Equal Protection Clause turns.
因此,Brown v. Board of Education一案中,無論大法官們贊同平等保護的反分類原則還是反屈從原則,都會宣佈學校隔離無效。隔離學校既在種族基礎上區別對待學生(即對他們進行分類),又透過暗示黑人低人一等(即使他們處於屈從地位)而使種族主義延續。這些概念在現代憲法中的核心地位幾乎不可能被誇大,因為它們構成了平等保護條款的軸心。
This theoretical debate looms large today because it holds quite tangible consequences for assessing the constitutionality of affirmative action, long among the most incendiary subjects in American law and life. Whereas theories of anticlassification and antisubordination view Brown together as fast friends, those theories quickly become bitter, even ferocious enemies at the first sight of affirmative action.
這場理論辯論在今天顯得尤為重要,因為它對評估肯定性行動的合憲性具有相當具體的影響,而肯定性行動長期以來一直是美國法律和生活中最具煽動性的議題之一。反分類原則和反屈從原則在布朗案(Brown)的處理上觀點統一,而這些理論一看到肯定性行動就迅速變成了仇敵,甚至是兇殘的敵人。

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The anticlassification school—associated overwhelmingly with constitutional conservatives—holds that affirmative action violates the Constitution because the programs treat students differently based on race. But the antisubordination school—identified predominantly with legal liberals—contends that affirmative action passes constitutional muster because the programs treat no one as racially inferior. To the contrary, antisubordination theorists suggest that raceconscious admissions policies are designed to combat the racial stratification that has defined U.S. society, with Black and brown people forming a racialized underclass.
支援反分類原則的學派(絕大多數與憲法保守派有關)認為肯定性行動違反了憲法,因為這些計劃根據種族對學生區別對待。但支援反屈從原則的學派(主要是法律上的自由派)則認為平權行動通過了憲法的審查,因為這些計劃沒有將任何人視為種族劣等人。相反,反屈從原則的支持者認為,具有種族區分意識的招生政策旨在消除美國社會的種族分層,因為黑人和棕色人種構成了種族化的底層社會。
In 1976, Professor Owen Fiss published the foundational article advancing what came to be termed the antisubordination theory. “[W]hat the Equal Protection Clause prohibits,” Fiss instructed, is “the state law or practice [that] aggravates [ ]or perpetuates [ ]the subordinate position of a specially disadvantaged group.”Fiss’s timing was hardly accidental, as the Supreme Court’s first, inconclusive brush with affirmative action occurred two years before his article debuted, and its momentous decision in Regents of the University of California v. Bakke would appear two years later. Fiss made no secret that his alternative vision of the Equal Protection Clause was driven by a desire to ensure that judges did not invoke the anticlassification theory to invalidate the then-fledgling affirmative action programs.
1976年,Owen Fiss教授發表了一篇奠基性文章,提出了後來被稱為反屈從原則的理論。Fiss指出,“平等保護條款所禁止的,是加劇或延續特別弱勢群體屈從地位的州法律或做法。”Fiss的時機選擇絕非偶然,因為在他的文章發表兩年前,最高法院首次與肯定性行動發生了不確定結果的接觸,兩年後,最高法院在Regents of the University of California v. Bakke案中做出了重大裁決。Fiss毫不諱言他對平等保護條款的另一種看法是出於確保法官不會援引反分類原則使當時剛剛起步的肯定性行動無效。

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What may have started out as an alternative theory of equal protection has become thoroughly mainstream. Prominent liberal legal scholars have, tipping their academic caps toward Fiss, articulated numerous theories elaborating upon the foundational work. Thus, to name only two major approaches, Professor Laurence Tribe offered “an antisubjugation principle,” and Professor Cass Sunstein advanced “the anticaste principle.” In 2004, Professor Reva Siegel produced an influential piece in this scholarly tradition, offering a notably crisp definition of the antisubordination principle as “the conviction that it is wrong for the state to engage in practices that enforce the inferior social status of historically oppressed groups.”
它最初開始時可能是平等保護的一種替代性理論,但現在已徹底成為主流。著名的自由主義法律學者們向Fiss致以學術敬意,並提出了許多對該奠基性成果進行深入闡述的理論。因此,僅舉兩個主要方法為例,Laurence Tribe 教授提出了反壓迫(antisubjugation)原則,Cass Sunstein 教授提出了反等級制(anticaste)原則。2004 年,Reva Siegel教授在此學術脈絡中發表了一篇頗具影響力的文章,將反屈從原則清晰地定義為:“堅信國家參與實施歷史上使被壓迫群體社會地位低下的做法是錯誤的”。
Although these theories certainly diverge in their nuances, they are nonetheless united by the overarching commitment that—whatever the terminology—emphasizing antisubordination values means viewing affirmative action as constitutionally permissible. It is not too much to say that this idea serves as the central pillar of modern legal liberalism. As Professor Mari Matsuda has contended: “Progressive legal theorists seek to include antisubordination ideology in the law.”
儘管這些理論在細微差別上肯定會有分歧,但它們在一個總體承諾上是一致的,即無論術語如何,強調反屈從原則的價值意味著將肯定性行動視為憲法所允許的。說這一思想是現代法律自由主義的核心支柱並不為過。正如Mari Matsuda 教授所論證的那樣:“進步的法律理論家試圖將反屈從意識形態納入法律"。
This Article contends that antisubordination is a far more protean concept than my fellow legal liberals typically allow. Although liberals since the 1970s have overwhelmingly promoted an equal protection dichotomy notable for its tidiness, the constitutional reality is messy, chaotic, and—perhaps above all—strange. The career of antisubordination has been strange, I contend, for two central reasons. First, its origins date not to the 1970s, but instead stretch back much further into U.S. constitutional history. Indeed, some of the earliest Supreme Court opinions interpreting the Equal Protection Clause availed themselves of antisubordination theory, but in ways that bolstered rather than challenged racism.
本文認為,反屈從原則是一個遠比我的法律自由派同仁們通常所認為的更為複雜的概念。儘管自 20 世紀 70 年代以來,絕大多數自由主義者都在提倡平等保護理論的二分法,並以其整齊劃一而著稱,但憲法現實卻是雜亂無章、混亂無序的,甚至是奇怪的。我認為,反屈從原則的發展一直很奇怪,主要有兩個原因。首先,它的起源並不是 20 世紀 70 年代,而是要追溯到更久遠的美國憲法史。事實上,最高法院最早解釋平等保護條款的一些意見就利用了反屈從原則,但其方式是支援而非挑戰種族主義。

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Recovering antisubordination’s forgotten roots succeeds in casting new light on some of constitutional law’s most notorious opinions—including Plessy v. Ferguson and Korematsu v. United States—both of which at least purported to engage in what can be understood as antisubordination argumentation. This historical insight sets the stage for understanding antisubordination’s malleability—and, indeed, its manipulability—in our contemporary constitutional order.
憲法中一些最臭名昭著的意見再現了反屈從原則被遺忘的根源,帶來了新的啟示,包括Plessy v. Ferguson和Korematsu v. United States兩起案件至少都包括了含義可被理解為反屈從原則的論證。這一歷史洞察力為我們理解反屈從原則在當代憲法秩序中的可塑性,甚至是可操縱性奠定了基礎。
Second, and more importantly, pledging allegiance to antisubordination in no way requires saluting affirmative action. To the contrary, many conservatives who detest affirmative action have often contended that the programs themselves subordinate Black people. By lowering typical admissions standards, critics contend, affirmative action policies perpetuate the odious myth of Black intellectual inferiority. Although arguments contending that antisubordination values undermine rather than support affirmative action have been articulated in high places, traditional antisubordination scholars have steadfastly refused to treat these arguments with the seriousness that they deserve—or even any seriousness at all.
其次,更重要的是,效忠於反屈從原則決不要求支援肯定性行動。恰恰相反,許多反對肯定性行動的保守派人士常常認為,這一行動本身就使黑人處於屈從地位。批評者認為,透過降低典型的錄取標準,肯定性行動政策助長了黑人智力低下的荒謬言論。儘管有人在更高位置闡述了反屈從原則會削弱而非支援肯定性行動的論點,但傳統的反屈從學者始終拒絕以應有的嚴肅態度對待這些論點,甚至根本就不認真對待。
The dominant approach has been to acknowledge the challenge ever so briefly, and then to bat it away with blunt, conclusory force. Early on, Fiss exhibited the technique: “If the court truly believed that a state policy—even if called ‘benign’—impaired the status of blacks then the policy would be invalid. But I doubt whether anyone believes that preferential admissions to law schools for blacks impairs the status of the group.” Compared to some of his contemporaries, though, Fiss’s treatment was downright expansive, as they often managed to shoo away the objection in a single sentence or buried it in a footnote. More recently, liberal scholars working in the antisubordination tradition have tended to simply ignore arguments contending that affirmative action subjugates and demeans Black and brown people.
占主導地位的方法一直是簡短地承認這一挑戰,然後用直截了當、結論性的力量將其擊退。Fiss很早就展示了這一技巧:“如果法院真的相信一項州政策(即使是被稱為良性的政策)損害了黑人的地位,那麼這項政策就是無效的。但我懷疑是否有人相信法學院優先錄取黑人會損害該群體的地位。”不過,與同時代的一些學者相比,Fiss的處理方式簡直是擴張性的,因為他們往往只用一句話就把反對意見搪塞過去,或者埋在腳註裡。近來,秉承反屈從原則的自由派學者往往對肯定性行動貶低黑人和棕色人種的論點視而不見。

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Liberal antisubordination scholars’ refusal to grapple in a sustained fashion with the competing arguments regarding their chief concept is deeply perplexing. Even before Fiss published his seminal article, Justice William O. Douglas wrote an opinion employing antisubordination arguments to attack affirmative action policies. Those policies, Justice Douglas stated, conveyed “stigma and caste,” and placed “a stamp of inferiority” on Black and brown students by suggesting they “cannot make it on their individual merit.” In so arguing, Justice Douglas telegraphed arguments that Justice Thomas has repeatedly invoked against affirmative action, as he has suggested: “These programs stamp minorities with a badge of inferiority.”
支援反屈從原則的自由派學者拒絕以持續的方式探討有關其主要概念的競爭性論點,這一點令人深感困惑。甚至在Fiss發表其開創性文章之前,William O. Douglas大法官就撰寫了一份意見書,運用反屈從原則來攻擊肯定性行動的政策。Douglas大法官指出,這些政策傳達了 “恥辱和等級”,並透過暗示黑人和棕色人種的學生“無法憑藉個人能力取得成功”,給他們打上了 “低人一等的印記”。Douglas大法官的這一論點預示了Thomas大法官曾多次援引的反對肯定性行動的論點,正如他所說:“這些計劃給少數群體打上了低人一等的烙印”。
Many other legal luminaries have advanced similar antisubordination claims against raceconscious admissions policies, including then-Professors Richard Posner, Antonin Scalia, and J. Harvie Wilkinson III. Strikingly, several preeminent left-of-center scholars—including Professors Stephen Carter and Randall Kennedy—have voiced similar critiques of affirmative action. Perhaps most surprisingly, Professor Derrick Bell in 1979—one year after Bakke—contended that affirmative action “envelop[es] minority applicants in a cloud of suspected incompetency,” and “reinforce[s] the presumption of inferiority.” Antisubordination, it seems, is a coat of many colors.
許多其他法律界名人也提出了類似的反屈從原則的主張,反對具有種族意識的招生政策,包括當時的Richard Posner教授、Antonin Scalia教授和 J. Harvie Wilkinson III教授。令人吃驚的是,幾位傑出的左翼學者,包括Stephen Carter教授和Randall Kennedy教授,也對肯定性行動提出了類似的批評。也許最令人吃驚的是, Derrick Bell教授於1979年,也就是Bakke教授提出肯定性行動 “將少數族裔申請人籠罩在被懷疑不具有競爭力的陰雲之中”一年之後, “強化了低人一等的假定”。看來,反屈從原則似乎具有多重色彩。
This Article endeavors to embrace rather than elide antisubordination’s complexity, which has, over the last few years, grown more complex still. Although interrogating antisubordination’s multiple meanings is an intellectual task long overdue, the Supreme Court’s decision in Students for Fair Admissions, Inc. v. President and Fellows of Harvard College endows the matter with even greater urgency. Fully understanding that cataclysmic legal dispute is impossible, in my view, without placing antisubordination’s multiplicity at center stage. Students for Fair Admissions’s (SFFA) primary argument can be viewed as sounding in antisubordination logic. Although SFFA occasionally suggested that lowered admission standards tarnished Black and brown students, its primary antisubordinating argument presented a different focus.
本文試圖揭示而非迴避反隸屬關係的複雜性,在過去的幾年中,這種複雜性變得更加複雜。儘管探究反屈從原則的多重含義是一項早該完成的智力任務,但最高法院在Students for Fair Admissions, Inc. v. President and Fellows of Harvard College一案中的判決賦予了這一問題更大的緊迫性。在我看來,如果不把反屈從原則的多重性放在中心位置,就不可能充分理解這場糟糕的法律糾紛。學生爭取公平入學協會(SFFA)的主要論點可以被視為是基於反屈從原則的邏輯的。雖然學生爭取公平入學協會偶爾會提出降低錄取標準會玷汙黑人和棕色人種的學生,但其主要的反屈從原則論證卻有不同的側重點。

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By imposing lower personal ratings on Asian Americans and artificially capping their enrollment, SFFA maintained, Harvard demeaned that racial group by construing them as nerdy, narrow, and perpetually foreign. Antisubordination served as a throughline for various Justices’ opinions in SFFA v. Harvard, but liberals and conservatives utilized that concept in radically divergent fashions.
SFFA堅持認為,哈佛對亞裔美國人實行較低的個人評級,人為地限制他們的入學人數,將他們視為書呆子、狹隘和永遠的異類,貶低了這一種族群體。在本案中,反屈從原則成為各大法官意見的主線,但自由派和保守派對這一概念的運用卻大相徑庭。
In addition, liberal and conservative Justices in SFFA waged a bizarre battle over which side could more faithfully claim Justice John Marshall Harlan’s dissent in Plessy v. Ferguson, even though that opinion subordi-nated people of Asian descent by construing them as paradigmatic non-Americans. In the most engrossing SFFA opinion of all, Justice Thomas used the term “antisubordination,” the first time that the word ever appeared in the U.S. Reports, and just the second time that a federal court at any level had used it. In a fascinating turn, while Justice Thomas explicitly purported to reject antisubordination, he simultaneously availed himself of the concept in condemning affirmative action. SFFA may have inflicted a mortal blow on race-conscious admission policies, but antisubordination theories will not disappear anytime soon.
此外,自由派和保守派大法官在本案中展開了一場離奇的爭鬥,爭論哪一方能更忠實地引用John Marshall Harlan大法官在Plessy v. Ferguson中的反對意見,儘管該判決透過將亞裔解釋為典型的非美國人而將亞裔屈從化。在最引人入勝的 SFFA 意見中,Thomas大法官使用了 “antisubordination”(反屈從原則)一詞,這是該詞首次出現在美國判例彙編中,也是任何級別的聯邦法院第二次使用該詞。一個有趣的轉折是,雖然Thomas大法官明確表示拒絕反屈從原則,但他同時利用這一概念譴責肯定性行動。雖然 SFFA 案對有種族意識的入學政策造成了致命打擊,但反屈從原則不會很快消失。
Examining antisubordination’s theoretical moorings remains urgent because legal scholars have imported the concept into an astonishingly wide range of constitutional and policy arenas. What began with the Equal Protection Clause’s implications for racial equality, in other words, has now traveled to virtually every legal setting under the sun. Even a partial listing of antisubordination’s various legal domains boggles the mind, as scholars have applied the concept to: the First Amendment; the Second Amendment; the Thirteenth Amendment; the Fourteenth Amendment’s Due Process Clause; the Fourteenth Amendment’s Equal Protection Clause regarding sex; the Nineteenth Amendment; marriage equality; reproductive justice; separation of powers; disability rights; civil procedure; national security; employment law; technology law; and local government law. Understanding that antisubordination’s meaning has been deeply disputed in its country of origin invites innumerable legal scholars to revisit whether the concept can be quite so readily exported into more far-flung lands.
對反屈從原則的理論基礎進行研究仍然是當務之急,因為法律學者們已經將這一概念引入了令人驚訝的廣泛的憲法和政策領域。換句話說,從平等保護條款對種族平等的影響開始,這一概念現在幾乎已經深入到每一個法律環境中。即使只是部分列出應用反屈從原則的眾多法律領域,也足以令人震驚。學者們將這一概念應用於:第一修正案、第二修正案、第十三修正案、第十四修正案的正當程式條款、第十四修正案關於性別的平等保護條款、第十九修正案、婚姻平等、生殖正義、三權分立、殘疾人權利、民事訴訟程式、國家安全、就業法、科技法和地方政府法。反屈從原則的含義在其原產國飽受爭議,這促使無數法律學者重新審視這一概念是否可以如此輕易地輸出到更遙遠的國度。

(圖片源自網路)
Before fully delving into these arguments, I wish to make unmistakably clear at the outset that I do not advance these arguments as one of affirmative action’s many, many detractors. To the contrary, I have expended considerable effort seeking to preserve a policy that has, in my view, served as a significant engine of mobility in American life, and thereby dramatically improved our nation. In no sense, then, do I welcome the Supreme Court’s misbegotten decision in SFFA. Rather, I abhor it.
在深入探討這些論點之前,我希望首先明確無誤地指出,我並不是作為肯定性行動的許許多多反對者之一來提出這些論點的。恰恰相反,我花了相當大的精力來維護一項政策,在我看來,它是美國生活中流動性的重要引擎,從而極大地改善了我們的國家。因此,從任何意義上講,我都不歡迎最高法院在 SFFA案中做出的錯誤判決。相反,我對此深惡痛絕。
In addition, nothing herein should be taken as concluding that antisubordination must be abandoned. I do believe, however, that it will no longer do for proponents of antisubordination to close their eyes to the substantial claims—advanced by formidable legal theorists of various stripes—in the hopes that those complications will somehow magically disappear. That intellectual strategy seldom pays dividends. Therefore, although the bulk of this Article explores antisubordination’s deeply contested nature, I fervently hope that it sparks dialogue among traditional antisubordination theorists regarding how the concept might be defended, refined, and elaborated. Later, I sketch some arguments in this vein, but these efforts seek to begin that long-overdue conversation, not end it.
此外,本文的任何內容都不應被視為必須放棄反屈從原則的結論。然而,我確實認為,反屈從原則的支持者不能再對各派強大的法律理論家提出的實質性主張視而不見,並且希望這些複雜問題會以某種神奇的方式消失。這種智力策略很少能帶來好處。因此,儘管本文的大部分內容都在探討反屈從原則的深刻爭議性,但我熱切地希望它能引發傳統支援反屈從原則的理論家之間的對話,討論如何捍衛、完善和闡釋這一概念。稍後,我將勾勒出這方面的一些論點,但這些努力旨在開始這場早該開始的對話,而非結束對話。
The balance of this Article unfolds as follows. Part I sets the stage by briefly rehearsing the standard antisubordination theory, and then demonstrating how anticanonical Supreme Court opinions—including Plessy and Korematsu—complicate the conventional account. Turning to affirmative action, Part II examines pervasive claims that the programs do not ameliorate racial subordination, but instead perpetuate it, as articulated in judicial opinions, conservative commentary, and—surprisingly—some liberal commentary.
本文的其餘部分展開如下。第一部分透過簡要重述標準的反屈從原則理論,然後說明最高法院的反傳統意見包括 Plessy和 Korematsu是如何使傳統觀點複雜化的。在談到肯定性行動時,第二部分研究了司法意見、保守派評論以及令人吃驚的一些自由派評論中所闡述的普遍觀點,即肯定性行動不僅沒有改善種族屈從地位,反而使之永久化。
With that background established, Part III identifies how antisubordination formed a leitmotif in SFFA v. Harvard, shaping the briefs, oral arguments, and, of course, the opinions themselves. Part IV explores various methods that liberal antisubordination scholars could use to counteract these persistent efforts to claim that affirmative action policies subjugate various racial minorities. Part V pivots to contemplate implications flowing from antisubordination’s contested meaning for affirmative action, by recasting prominent scholarly understandings of Justice Thomas, and exploring integration as an alternative justification. A brief conclusion follows.
在確定了上述背景之後,第三部分確定了反屈從原則如何在SFFA v. Harvard案中成為主旋律,影響了辯護狀、口頭辯論,當然還有法律意見本身。第四部分探討了自由派支援反屈從原則的學者可以採用的各種方法,以抵制這些持續不斷地聲稱肯定性行動政策奴役各種少數種族群體的努力。第五部分透過重塑著名學者對Thomas大法官的理解,並探討作為替代理由的融合問題,轉而思考反屈從對肯定性行動的爭議意義所產生的影響。隨後是簡短的結論。
CONCLUSION
結論
In 1991, more than three decades ago now, Professor Carter observed that “it is hard to hold an honest conversation about affirmative action,” and that “[i]t may be harder still to hold an honest conversation about the reasons why it is hard to hold an honest conversation” about the inflammatory subject. The intervening thirty-three years have not rendered that conversation much easier. Within legal circles, a severely underappreciated reason for the difficulty of that conversation stems from the fact that liberal supporters of affirmative action believe that the programs alleviate racial subordination, and conservative critics believe that the programs perpetuate racial subordination.
1991 年,也就是三十多年前,Carter教授指出,“就肯定性行動進行坦誠的對話是很難的”,而“要就難以就這一煽動性話題進行坦誠對話的原因進行坦誠的對話可能更加困難”。三十三年來,這種對話並沒有變得容易多少。在法律界,對話之所以困難,一個被嚴重低估的原因是,肯定性行動的自由派支持者認為,這些方案減輕了種族屈從地位,而保守派批評者則認為,這些方案使種族從屬地位永久化。
The two competing sides seem not even to appreciate that they are using the same concept to arrive at diametrically opposed conclusions. By identifying longstanding—though unacknowledged—commonality regarding the importance of antisubordination to affirmative action debates, this Article endeavors to make conversations about that heated issue, the Equal Protection Clause, and our larger constitutional order a little easier. I do not suffer from the delusion that conservatives and liberals will now magically agree on the constitutionality of race-conscious admissions policies, but I do hope that this Article will at long last equip willing participants to engage meaningfully on the pivotal constitutional concept of antisubordination.
競爭的雙方似乎都沒有意識到,他們是在用同一個概念得出截然相反的結論。透過指出反屈從原則對肯定性行動辯論的重要性這一長期存在但未被承認的共同點,本文試圖使關於這一激烈問題、平等保護條款以及我們更大的憲法秩序的對話變得更容易一些。我並不妄想保守派和自由派現在就會神奇地就具有種族意識的招生政策的合憲性達成一致,但我確實希望這篇文章最終能讓有意願的參與者就反屈從原則這一關鍵的憲法概念進行有意義的交流。

原文連結:
https://lawreview.uchicago.edu/print-archive/strange-career-antisubordination
